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Ex-Goldman trader upset at $8.25 million bonus, told mom he’d get more
Deeb Salem, who worked for Goldman Sachs until 2012, is looking to recoup the money he thought he was promised after he received an $8.25 million bonus in 2010. Salem said he was promised a $13 million...
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Goldman Sachs fined $800,000 for dark pool violations
Goldman Sachs has been slapped with a $800,000 fine over charges of trading rules violations by its “dark pool” alternative trading venue. The Financial Industry Regulatory Authority (FINRA) said...
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Ten banks fined $43.5 million over Toys ‘R’ Us IPO conflicts
Ten banks have agreed to pay $43.5 million to settle allegations that they allowed their equity research analysts to solicit investment banking business and offer favorable research coverage to Toys...
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U.S. SEC Says Shift From Examining Brokers to Investment Advisers Necessary
The major U.S. securities regulator’s recent decision to scale back on examining brokers so it can boost oversight of investment advisers was borne of necessity, officials said on Saturday, calling the...
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